Account Forms

PTI offers traders easy access to the documentation necessary to quickly establish a new trading account.

Select an account and print the forms. Fill out, sign, date, and return the documents to PTI.

Once PTI receives the completed forms and your account has been established, copies will be mailed back to you for your records as per the Books and Records Regulations and USA Patriot Act of 2001. We also encourage clients to review PTI’s Business Continuity Plan.

Completed Forms

You may send completed forms via e-mail, fax, or mail.

If sending by e-mail, please e-mail completed forms to Dave Westhouse.

If mailing the forms, please send them to:
PTI Securities Attn: New Accounts 411 S. Wells Street, Suite 900 Chicago, IL 60607-3905

If faxing forms, please fax to Attn: D. Westhouse at 312.663.3058

Questions about Forms

If you’re missing a form or are unsure if you have completed the forms correctly, please e-mail or call Dave Westhouse at 800.821.4968.

Forms by Account Type

Corporate/LLC/Partnership
Individual Account Forms
IRA Forms (Traditional, ROTH, SEP)
Joint Account Forms
Trust Account Forms

Futures Account Forms

Futures Accounts are established through RJ O’Brien. You may access the forms here.

Please follow RJ O’Brien submission instructions. If you have additional questions about opening a futures account, please call us with questions regarding Futures Accounts at 800.821.4968.

Additional Account Forms

Additional Beneficiary Designation
Distribution Request
Electronic Funds/ACH Authorization
Entity Client Account
Minor IRA Adoption Agreement
On Demand Distribution Request
RBC Express Credit Form
Standard Checking Account Application
Transfer on Death Form
W8 BEN Form
W8 ECI Form
W8 EXP Form
W8 IMY Form
W9 Form