PTI Securities & Futures LP
  ............ 800.821.4968
 
   

Investment Professionals - for the Professional Edge

    
 
Welcome to PTI Securities & Futures LP. We cater to investors by offering high-end trading and money management services.
View the history of PTI Securities, management credentials, branch offices, news, and valued service partners.
The Protected Index Program provides portfolio diversification and protection, all within the individual client's customized risk profile.
For self-directed, independent traders who do not require broker assistance.
Place your trades by phone. PTI's expert brokers have over ten years on the trading floor and will answer your call by the third ring.
We offer investment education through seminars, teleconferences, a weekly newsletter, and Tom Haugh's financial blog, DOLLAR$ and SEN$E.
Contact us by phone, fax or e-mail. PTI brokers are available Monday - Friday, 7:30am until 4:30pm Central Time. Toll Free 800.821.4968.

Important Notice Regarding Accounts:

January 30, 2012

Dear PTI Securities & Futures Client,

Recently, Mesirow Financial announced plans to leave the correspondent clearing business, requiring PTI Securities & Futures to migrate to a new clearing agent in order to clear your trades and hold your assets. PTI has entered into an agreement with RBC Correspondent Services, a division of RBC Capital Markets, LLC, which is owned by the Royal Bank of Canada (RBC), to be our new correspondent clearing agent.

RBC Correspondent Services is dedicated to clearing transactions for a relatively small number of securities firms similar to PTI, but are part of the Royal Bank of Canada, one of North America’s leading diversified financial service firms. RBC is the largest company in Canada and among the largest banks in the world based on market capitalization. RBC maintains strong capital ratios with Tier 1 at 13.2% and has paid continuous dividends to shareholders since 1870.

Through this new relationship, PTI Securities & Futures will be able to provide you with significantly upgraded fixed income, research, and cash management capabilities. RBC Capital Markets LLC is a member of SIPC and the account protection limits of SIPC. They also provide additional account protection in excess of SIPC coverage with private insurance covering additional securities and cash protection up to $99.5 million per client, of which $900,000 may be in cash. A $400 million aggregate limit applies to this additional coverage.

Although this conversion will be seamless with regards to the movement of securities trading and our management of your assets, you will receive new account paperwork by mail which will require your attention. Soon you will be receiving a negative response letter indicating that, unless you direct us otherwise, your account will be moved to RBC on the weekend of March 2nd - 5th, 2012. This letter will also contain some new agreements which you will be required to re-complete and re-submit.

We welcome the opportunity to discuss this new clearing relationship with you, so please do not hesitate to call 1.800.821.4968 with any questions.

Best regards,

Daniel J. Haugh
President
PTI Securities & Futures LP
Dan@PTISecurities.com
Toll free 1.800.821.4968
Direct 312.663.3052
Fax 312.663.3058

 

 
...PTI Securities & Futures LP .....411 S. Wells Street, Suite 900, Chicago, IL 60607..... P. 800.821.4968 .....F. 312.663.3058
Options involve risk and are not suitable for all investors. Copyright © 1991-2012 PTI Securities & Futures LP .|. Member SIPC NFA FINRA