Toll Free 800.821.4968
Fax 312.663.3058
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2008 |
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At
PTI Securities & Futures L.P. (PTI), we strive to provide you
with the highest level of service and quality of products. In that
regard, the privacy of the information you provide to us is important
and we want to assure you that we are committed to protecting your
privacy. This Privacy Policy outlines the types of information we
gather about you, how we use it and with whom we might share it.
We urge you to read this Privacy Policy so that you will understand
our commitment to you and to your privacy. In order to provide you
with the highest level of service possible, it is necessary for
us to collect and maintain certain personal information about you.
We collect this information from applications and other forms, from
your dealings with us and others. Depending upon the services and
products you have requested or for which we have been asked to provide,
we may also receive information from consumer reporting agencies
and other sources such as our Web site. The types of information
we collect and maintain may include: Information contained in applications
and other forms including your name, address, social security number,
family member information, beneficiaries, assets and income; Information
concerning your relationships with us such as products or services
purchased from us, account balances and transactions and payment
history; Information from consumer reporting agencies such as credit
relationships and related history; and Information from visits to
our Web site such as site visitor data, and online data collection
devices known as "cookies". We use personal information
in ways that are compatible with the purposes for which we originally
requested it. PTI may use your personal information for the purpose
of processing your requests and transactions, offering or furnishing
additional products and services or to evaluate your financial needs.
PTI does not share your personal information with unaffiliated companies
except as provided in this notice. PTI will only grant access to
your personal information to those employees who have a business
purpose for accessing such information. In that regard, we have
implemented certain physical, electronic and procedural safeguards
to ensure that access to personal information is limited to the
appropriate employees. Moreover, PTI requires its employees to protect
your personal information and keep it confidential. In order to
provide you with the appropriate level of service, we may share
account and transactional information within PTI. We may also share
personal information described above with firms that assist us in
carrying out your needs. For example, we may share your personal
information for specific business purposes with the following companies:
Financial service institutions, such as mutual fund companies, securities
brokers, and banks, with whom we have joint marketing agreements
OR companies under contract to perform services for us or on our
behalf (such as vendors providing data processing, computer software
maintenance and development, transaction processing and marketing
services.) Be assured that PTI does not sell personal information
to anyone. Additionally, we treat the personal information of our
former clients in the same manner as we treat the personal information
of our current clients. We also reserve the right to disclose your
personal information in certain circumstances where we feel that
disclosure is required by law, to assist law enforcement officials
or officials of regulatory agencies, to perform credit checks or
collect monies owed to us, and to protect our rights and property.
At PTI, our goal is to maintain current and accurate information
about you in order to properly service your needs. Consequently,
PTI clients can have reasonable access to their personal information
to verify the accuracy of this information. You may either write
or call your PTI representative to request your personal account
information. If you identify any error in your personal information
or you would like to update your records, please advise your PTI
representative. This Privacy Policy applies to PTI’s clearing
firm, Mesirow Financial, Inc. |